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MFDA Announces Settlement Hearing to Take Place in the Matter of Robert Ledingham

TORONTO, Nov. 23, 2021 /CNW/ –  The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Robert Earl Ledingham (the “Respondent”) by Notice of Hearing dated September 7, 2021.

As the result of a settlement agreement entered into between Staff of the MFDA and the Respondent, a settlement hearing will take place before a Hearing Panel of the MFDA’s Central Regional Council by electronic hearing on November 30, 2021, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be held. Members of the public who would like to obtain particulars should contact hearings@mfda.ca.

The subject matter of the proposed settlement agreement concerns matters for which the Respondent may be disciplined pursuant to ss. 20 and 24.1.1 of By-law No. 1 of the MFDA. In particular, the settlement agreement …

Full story available on Benzinga.com

Source: benzinga.com

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