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MFDA Hearing Panel Orders Payment Schedule in the Matter of Derek Targerson

TORONTO, Oct. 28, 2021 /CNW/ – The Mutual Fund Dealers Association of Canada (“MFDA”) commenced a disciplinary proceeding in respect of Derek Jarod Targerson (“Respondent”) by Notice of Hearing dated January 4, 2021.

On September 1, 2021, following a disciplinary hearing, the Hearing Panel imposed the following sanctions on the Respondent:

a fine (“Fine”) in the amount of $7,500;
costs (“Costs”) in the amount of $2,500; and
the Fine and Costs are to be paid on a time schedule worked out …

Full story available on Benzinga.com

Original Article: benzinga.com

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